LANTERN IN THE NEWS

  • 5/11/2016 - One-Participant 401(k) Plans

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  • 10/25/2015 - Investment Profiles of Senior Clients Can Be Misconstrued

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  • 09/30/2015 Make Your Client Relationship Personal and Keep It Compliant

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Privacy Policy

 

This Privacy Disclosure Statement is intended to provide clients of Lantern Investments, Inc. and Lantern Wealth Advisors, LLC (collectively, “Lantern”) with information regarding our privacy practices.  Please contact Lantern directly with any questions regarding this notice.

Lantern‘s primary goal is to protect your privacy.

In the ordinary course of business we may collect nonpublic personal information from sources such as:

  • Information provided by you on applications or other forms you give us;

  • Information about your transactions with us, our affiliates or others; and

  • Information we receive from a consumer reporting agency

We may also share your nonpublic information with affiliates in order to recommend additional services we deem appropriate for you.  Lantern shares your nonpublic personal information with non-affiliates only (i) as necessary to effect, administer, or enforce a transaction for your account; (ii) in connection with processing or servicing a financial product you purchase or service we are rendering to you, and (iii) in connection with maintaining or servicing your account with the non-affiliate (generally, the custodian holding your assets). 

We may also share your nonpublic information as required by law, such as:

  • To respond to a subpoena or court order, judicial process or regulatory         authorities;        

  • In connection with a proposed or actual sale, merger or transfer of all or a   portion of a business or operating unit; and

  • To protect against fraud.  

 Information Safeguarding

Lantern will internally safeguard your nonpublic personal information by restricting access only to employees who provide services to you or those who need access to your information to service your account. We maintain physical, electronic and procedural safeguards that meet federal and/or state standards to guard your nonpublic personal information.   

If you decide to either close your accounts or become an inactive client, we will continue to adhere to our privacy policy and practices with respect to your nonpublic personal information.

Company Info

35 Pinelawn Rd., Suite 101E
Melville, NY 11747
Tel: 800.860.1010 or 631.454.2000
Email: Keith@lanterninvestments.com

OUR DISCLOSURE

Advisory services offered through Lantern Wealth Advisors, LLC., a registered investment advisor. Securities offered through Lantern Investments Inc., a registered broker dealer, Member FINRA, MSRB, SIPC.