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Kevin Anders

Financial Advisor

San Francisco

Tel: (415)399-0139

Email: kanders@lanterninvestments.com

Ira A. Cohen

Compliance Associate

Tel: (631)374-0002

Email: icohen@lanterninvestments.com

Bill Finkelstein

Senior Financial Advisor

Melville

Tel: (631) 454-2000

Email: billfink@lanterninvestments.com

Laurence Hayes

Senior Vice President and Branch Manager

Barrington, Illinois

Tel: (312) 701-9400

Email: lhayes@lanterninvestments.com

Ray Hofshi

Senior Financial Advisor

Tel: (203) 348-4015

Email: ray@lanterninvestments.com

Brad Harris

Director - Fixed Income Securities

NYC

Tel: (212) 826-3303

Email: brad@lanternwealth.com

Judith Levine

Registered Representative

Tel: (305) 937-3770

Email: judy@lanterninvestments.com

Diego Lopez

Trading Support

Tinton Falls, New Jersey

Tel: (201) 222-7600

Email: diego@lanterninvestments.com

Bill Morton

Manager

Tinton Falls, New Jersey

Tel: (201) 222-7600

Email: bill@lanterninvestments.com

Joseph Rosenberg

Vice President

Melville

Tel: (631) 454-2000

Email: jrosenberg@lanterninvestments.com

Bruce Reed

Branch Manager

Houston,Texas

Tel: 713-686-0222

Email: bruce@lanterninvestments.com

Gary L. Vogt

Senior Vice President - Investments

Tel: (631)454-2000

Email: gary@lanternwealth.com

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Lauren Blank

Fixed Income Operations Specialist

Melville, New York

Tel: (631)454-2000

Email: lauren@lanternwealth.com

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Keith Douglas

Vice President - Institutional Fixed Income Markets

Melville, NY

Tel: 631.454.2000

Fax: 631.454.2011

Email: KDouglas@Lanterninvestments.com

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ALAN MICHAEL EPPERS

Senior Vice President/Investments

Tel: (631)454-2000

Email: alan.eppers@lanternwealth.com

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SAL FAVAROLO

Senior Vice President - Private Wealth

Melville

Tel: (631) 454-2000

Email: sal@lanternwealth.com

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Jan Gunther

Vice President of Investments

Tel: (631)454-2000

Email: jgunther@lanterninvestments.com

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KEITH LANTON

President, Lantern Investments, Inc.

Tel: (631)454-2000

Email: keith@lanterninvestments.com

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WENDY LANTON

Lantern Investments, Inc., Chief Operations/ Compliance Officer

Tel: (631)454-2000

Email: wendy@lanterninvestments.com

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GENE LANTON

Business Development

Tel: (631)454-2000

Email: gene@lanterninvestments.com

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Alex Platonov

Senior Financial Advisor

Tel: (631)454-2000

Email: alex@lanterninvestments.com

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DAPHNE JO STASCO

Chief Operations Officer, Lantern Wealth Advisors.

Tel: (631)454-2000

Email: daphne@lanterninvestments.com

WENDY LANTON
Lantern Investments, Inc., Chief Operations/ Compliance Officer

Wendy Lanton has been in the financial services industry for more than 25 years. She is one of the founding principals of Lantern Investments, a FINRA registered broker dealer, and Lantern Wealth Advisors, an SEC registered investment advisor. She has been the Chief Compliance Officer of Lantern Investments since its inception in 1993. Ms. Lanton is responsible for both the firm’s compliance and the day to day operations. She was appointed to the FINRA Small Firm Advisory Board in December 2015 and currently serves as the chairperson. She also currently serves on the Steering Committee for her firm’s current clearing firm.  Ms. Lanton has also served as the chairperson for multiple Compliance Forums for retail brokerage firms. She was a panelist/speaker at the FINRA Annual Conferences in 2014, 2016 and 2017.  Her industry perspective was called upon to discuss topics such as Anti-Money Laundering, Top Regulatory Concerns and Effective Risk Based Examinations. In February 2016 Ms. Lanton served as a panelist representing small firms at the Cybersecurity Conference. She has written numerous compliance-centric articles focusing on topics ranging from client suitability to cyber-security. Ms. Lanton graduated from George Washington University where she majored in International Finance. 

Company Info

35 Pinelawn Rd., Suite 101E
Melville, NY 11747
Tel: 800.860.1010 or 631.454.2000
Email: Keith@lanterninvestments.com

OUR DISCLOSURE

Advisory services offered through Lantern Wealth Advisors, LLC., a registered investment advisor. Securities offered through Lantern Investments Inc., a registered broker dealer, Member FINRA, MSRB, SIPC.